Research Project on the impacts of the extractive sector on development – Burkina Faso, Mozambique

Research Project on the impacts of the extractive sector on development – Burkina Faso, Mozambique

Assessment of the impacts of resource extraction on development

Partners

Funded by the R4D – the Swiss Agency for Development and Cooperation (SDC) & the Swiss National Science Foundation (SNSF)

Background

The extraction of oil, gas and minerals generates windfalls into the national treasury of an increasing number of developing states. While resource windfalls present an opportunity to boost development, in many countries ordinary citizens and people in producing regions don’t experience the change they have expected or were promised. Often, they feel left behind due to negative externalities, which gives rise to frequent disputes and conflicts. Typically, such disputes are further complicated by information asymmetries between government bodies, citizens, civil society and companies.

One way to inform such debates over resource extraction and to promote positive development is to provide independent and publicly available monitoring data on the social, economic, environmental and institutional effects that resource extraction has on producing regions. Such comprehensive data are generally lacking today, and to the extent they are collected, they are either not publicly accessible or not systematised in a way that allows stakeholders to initiate a more nuanced dialogue regarding extractive activities impacts on development.

Project objectives and expected results

Within the larger goal of improving the understanding of the impacts that resource extraction has on development, this research project aimed at developing a methodology and framework for data collection and analysis that allows the monitoring and assessment of the economic, social, environmental and institutional impacts of resource extraction in a comprehensive manner.

The data collection framework was translated into a user-friendly online tool called the “Resource Impact Dashboard” (RID), that provides several functionalities:

  • RID supports collection and processing of primary and secondary data, using mobile devices in combination with a cloud-based platform
  • RID proposes publicly accessible results in a transparent way, it is most beneficial when used as a regular monitoring tool so that trends become visible and can help negotiate concrete policy measures

At the end of the research project, RID will be hosted by a suitable institution. It will be made available to third party users for application in other extractive projects. The RID platform will therefore evolve over time into a growing data repository on resource extraction and development that will provide additional insights regarding this complex process.

Research process

In order to meet the study main objective, five steps were defined:

  1. Develop a methodological framework and a data collection process to monitor and assess the impacts that resource extraction has over time on social, economic and environmental development
  2. Test on the field the methodological framework on extractive zones in Mozambique and Burkina Faso, in two extractive sites for each country
  3. Adapt the methodology and start the second phase of the field tests
  4. Transform the framework into a mobile technology platform that allows data collection, data processing and result publication
  5. Publication of the framework and promotion of the online platform with other resource-rich countries, the scientific community, communities and concerned national institutions

Fieldwork

The RID methodology was tested under real conditions on:

  • Two extractive sites in Burkina Faso
  • Two extractive sites in Mozambique

Both countries have become resource-dependent economies in the last decade and are focal countries of the Natural Resource Governance Initiative of the Swiss Agency for Development and Cooperation (SDC).

Partner institutions and project team

This research is an interdisciplinary effort between Swiss Universities and research institutions based in Mozambique and Burkina Faso. The core project team consists of the following research institutions’ teams:

  • ETH Zurich, Center for Development and Cooperation NADEL, Dr. Fritz Brugger, Selina Bezzola
  • University of Berne, Research Center for Digital Sustainability, Dr. Matthias Stürmer
  • IFSRA, Ouagadougou, Burkina Faso, Dr. Peter Hochet, Dr. Pascal Rey, Dr. Hermine Papazian
  • Lúrio University, Nampula, Prof. Dr. João Salavessa, Rito Mabunda

The wider project team consists of experts from the following research institutions:

  • Graduate Institute of International and Development Studies in Geneva (IHEID), Prof. Gilles Carbonnier
  • Canadian International Resources and Development Institute (CIRDI), David Parker
Artisanal and Small-scale Gold Mining as a lever toward sustainable development? – Burkina Faso, Ghana, Guinea, Uganda, Tanzania, Brazil

Artisanal and Small-scale Gold Mining as a lever toward sustainable development? – Burkina Faso, Ghana, Guinea, Uganda, Tanzania, Brazil

Sustainability Transformations in Artisanal and Small-scale Gold Mining: a Multi-Actor and Trans-Regional Perspective (Gold Matters)

Partners

The project ST-ASGM is financially supported by the Belmont Forum and NORFACE Joint Research Programme on Transformations to Sustainability, which is co-funded by DLR/BMBF, ESRC, FAPESP, ISC, NOW, VR and the European Commission through Horizon 2020.

Background

An estimated 16 million people are dependent on Artisanal and Small-scale Gold Mining (ASGM) – labour intensive, low-tech, gold extraction and processing – the majority living in poverty in low and lower middle-income countries. Yet, despite its positive potential to contribute to sustainable development across all 17 SDGs, ASGM is globally mainly associated with environmental degradation, economic inequality and negative social, labour and health impacts. These negative impacts of ASGM generate critical barriers to sustainability.

For significant sustainability-linked transformation, there is urgent need for better understanding of whether and how gold mining communities can transform their relationships to the natural and social environment to achieve sustainable futures in mining regions. Against this background, this research project is addressing how and whether societal transformation towards sustainability (T2S) can arise in Artisanal & Small-scale Gold Mining (ASGM), by examining how existing ASGM dynamics (gold lifeways) can develop into sustainable mining futures.

Project objectives and expected results

Moving beyond normative conceptualisations of sustainability, based on static planning models which often fail to capture the dynamic trajectories already characterizing mining worlds, the present research follows the understanding that societal transformation to sustainability needs to:

  • build on endogenous processes of technological and socio-economic change
  • recognize flows and mobility as fundamental to conceptualisations of sustainability
  • address governance and wellbeing issues through the co-production of knowledge and action with gold miners and mining communities

Through the development of an ASGM Sustainability Transformations’ Framework, the research project’ main goal is to understand the socio-spatially situated character of mining livelihoods, as a key to consider how social and cultural values shape wellbeing, quality of life and identity.

To add value to global research efforts and enhance impact, the project is capitalising on existing ASGM partnerships in Africa and Latin America. Intended outcomes are threefold: first, excellent scientific evidence to enhance knowledge on T2S; second, links to regional practical action; and, third, exploitation of opportunities for policy influence.

Research process

The ASGM Sustainability Transformations’ Framework is based on an innovative combination and sequencing of methods:

  1. The implementation of Sustainability Conversations with a diversity of stakeholders having contested knowledge(s) and values on ASGM
  2. The co-design from these Sustainability Conversations of a roadmap for elucidating actors’ visions of sustainable futures
  3. The diffusion (to mining actors in local communities, governments, international organisations, NGOs, etc.) of the roadmap to ensure impact of the research, in particular through transnational travelling exhibition of the co-produced visual representations (via photographs, maps, aerial images, video-clips): “We’re Talking about sustainability”

Fieldwork

The ASGM Sustainability Transformations’ Framework is based on the comparison between diverse mining regions, in South America and Africa, and more particularly on three regions:

  • Amazon Basin
  • West Africa – Ghana, Burkina Faso and Guinea
  • East Africa – Uganda and Tanzania

Partner institutions and project team

To build interdisciplinary, the project team is consisting of the teams of the following research institutions:

  • University of Reading, United Kingdom, Eleanor Fisher, Miranda Joyce
  • Vrije Universiteit Amsterdam, Netherlands, Marjo de Theije, Wayne Modest
  • University of Hamburg, Germany, Michael Schnegg
  • University of Oslo, Norway, Robert Pijpers
  • Nordic Africa Institute, Uppsala, Sweden, Cristiano Lanzano
  • IFSRA, Ouagadougou, Burkina Faso, Peter Hochet, Hermine Papazian, Alizeta Ouedraogo, Luigi Arnaldi di Balme, Nii Obodai
  • Campinas State University, Brazil, Lucia da Costa Ferreira, Maria Teresa
  • Leiden University, Netherlands, Sabine Luning, Peter Pels
  • University of Leuven, Belgium, Hannelore Verbrugge
  • Mbarara University of Science and Technology, Uganda, Ronald Twongyirwe
  • University of Sao Paulo, Brazil, Giorgio de Tomi, Tatiane Marin